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An Eye on AI An Eye on AI

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An Eye on AI

Exploring the evolution of artificial intelligence and its transformative impact on financial services

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SEC Rule 606 requires brokers that route equity and option orders to make available quarterly reports (broken out by month) that provide statistical details regarding their routing practices. The report details the market centers (e.g. exchanges, market makers or alternative trading systems) that brokers route to and the material aspects of the brokers' relationship wit those market centers. Lifemark Securities Corp ("Lifemark") exclusively routes orders to National Financial Services LLC ("NFS") for execution. Lifemark is not party to any Payment for Ordre Flow Arrangements.

CLICK HERE to access Lifemark's 606 report.

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