Customer Privacy Policy
LifeMark
Securities Corp. ("LMSC")
is concerned about the privacy of its customers, and commits to keep the
information about its customers secure and confidential.
By this notice, LMSC is advising its customers of its desire to help all
its customers understand how LMSC fulfills this commitment.
From time to time, LMSC collects many different types of personal
information about its customers, including:
Information
LMSC receives from customers on applications and forms, via the telephone, in
personal visits, and through websites; Information about a customer's
transactions with LMSC and others (such as a customer's purchases, sales, or
account balances); and Information LMSC receives from consumer reporting
agencies.
LMSC
does not disclose customers' nonpublic personal information to anyone, except as
permitted by applicable law or regulation. For
example, LMSC may share this information with others in order to process
transactions for customers. LMSC may
also provide this information to companies that may perform administrative
services on LMSC's behalf, such as printing or mailing. LMSC will require these
companies to protect the confidentiality of the LMSC customer information and to
use it only to perform the services for which such companies have been required
to perform for LMSC.
With
respect to LMSC's internal security procedures, LMSC maintains physical,
electronic, and procedural safeguards to protect LMSC's customers' nonpublic
personal information, and LMSC restricts access to this information.
LMSC frequently conducts business on behalf of its customers with
distributors of mutual funds, variable annuities and variable life insurance,
and with insurance companies. Each
of these organizations can also obtain for their own purposes nonpublic personal
information regarding LMSC customers. To
the extent that any such information comes into the possession of LMSC, LMSC
will treat all such information in accordance with this notice.
All such other companies are required to provide LMSC customers with
information on their own privacy policies.
If
an LMSC customer decides at some point either to close the customer's LMSC
account(s), or becomes an inactive customer, LMSC will continue to adhere to the
LMSC privacy policies and practices with respect to all such customers'
nonpublic personal information.
In
the event of a Significant Business Disruption (SBD), such as a disruption to
LMSC’s building, business district, city, or the whole region), LMSC has a
Business Continuity Plan in place so that business should not be interrupted for
more than 24 to 48 hours. Backup
arrangements have been put into place so that we are able to continue operations
in a timely manner. However, if you
are unable to reach LMSC at the numbers provided to you, we have made
alternative arrangements for you to contact an LMSC representative at
305-594-1075. Nevertheless, should
you ever need assistance regarding your investments, you may always contact the
issuing companies and/or our clearing firm directly.
Their numbers can be found on your statements and confirmations.
This
notice is being provided on behalf of LMSC as well as on behalf of each of
LMSC's offices of supervisory jurisdiction insofar as those offices obtain
nonpublic personal information regarding any LMSC customer.
LIFEMARK
SECURITIES CORP.
400
West Metro Financial Center
(585)
424-5672
Member FINRA/SIPC